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Director, Internal Audit, Risk Management & Compliance

Employer
RBC Capital Markets
Location
Mccullers, NC
Closing date
Jun 6, 2023

View more

Profession
Physician
Specialty
Medical Management
At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

Job Description
  • Key responsibility to oversee/manage audit engagements and projects with a focus on risk management practices and regulatory compliance including AML/BSA compliance
  • Implement and maintain an IA approach to ensure Heightened Standards Risk Governance framework requirements are met across the 3 lines of defense.
  • Direct oversight of the audit universe for Compliance, AML, Risk Management and other support functions.
  • Work with efficiency and effectiveness, maintaining Internal Audit methodology and standards, in the planning, execution and reporting of deliverables.
  • Responsible for delivering key insights to management and supporting functions. Leveraging deep expertise in business strategy to support the audit function and the organization with actionable insights to drive ongoing success.
  • Supports the continuous improvement of audit methodologies, audit approach and related practices with particular emphasis towards collaboration with key partners, leveraging the use of analytics, business intelligence, and other enabling approaches, technologies and tools.
  • Direct, counsel, and manage a staff of internal auditors assigned to engagements and review audit plan, findings, and reports for sufficient scope, accuracy, appropriateness of conclusions and compliance with requirements.
  • Coordinate and manage regulatory requests and examinations with bank regulators and external auditor.

Job Summary

As an Internal Audit Director, Risk Management and Compliance, this role will support RBC Bank Internal Audit in providing independent, objective assurance over the design and operation of the Bank's risk management practices, Regulatory Compliance including AML/BSA, governance processes and the system of internal controls. This role will also provide support in responding to external auditors and US regulators to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit.

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